NSE INDIA (ABOUT DEFAULTER SECTION)

|| Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin / Collateral MUST remain in the account of client and can be pledged to the broker only by way of 'Margin Pledge' , created in the Depository System. Clients are not permitted to place any securities with the broker or associate of the broker or authorised person of the broker for any reason. Broker can take Securities belonging to the clients only for settlement of securities sold by the client. || Always keep your contact details viz. Mobile number / Email ID updated with the stock broker. Email and Mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker / Exchange if you are not receiving the message from Exchange / Depository regularly. || Don't ignore any Emails / SMS's received from the Exchange for trades done by you. Verify the same with the Contract notes / Statement of accounts received from your Broker and report discrepancies, if any, to your Broker in writing immediately and if the stock broker does not respond, please take this up with the Exchange / Depository forthwith. || Check messages sent by Exchange on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by the broker and immediately raise a concern to the exchange if you notice a discrepancy. || Please do not transfer funds, for the purpose of trading to anyone, including an authorised person or an associate of the broker, other than SEBI registered Stock Broker.